Corporate Wealth Management

Wealth Management On A Very Personal Level.

In addition to our individual RIA services, All Star Financial also assists many corporations with their investment management needs. Our corporate Registered Investment Advisory (RIA) services cover qualified and non-qualified assets and include 401(k) plans, pension and profit sharing plans, cash balance plans, deferred compensation plans or simple cash management needs.

Together with our affiliated RIA, Hays Investment Advisors, we consult on over $2.0 billion in client assets. Our valued clients include many well-known companies ranging from large food processors and manufacturers to small technology and law firms, such as:

Our core philosophy in our corporate RIA business is the same as on our individual RIA - namely, to help our clients achieve their goals by understanding their needs and objectives, providing disciplined and professional advice, and delivering innovative, high-quality service.

The proven process that we have been following for over 15 years is what sets us apart from our competitors. As an Accredited Investment Fiduciary we make sure you are using the correct process to make sure you are meeting your fiduciary responsibility. We assist companies in meeting the fiduciary guidelines set by ERISA Section 404(c) for corporate plans by helping to establish an Investment Committee, developing an Investment Policy that also sets the parameters to review and monitor the investments on a timely basis while making the necessary changes. We also educate employees on why they need to use their plan and how to allocate their assets to best meet their goals and objectives. More importantly, we can invest for them if they do not want to do it themselves. By filling out a simple risk profile questionnaire, we will guide the employee into one of our tailor-made strategic asset allocation models, professionally managed accounts (PMA’s),  that we have designed for the plan and will manage on an ongoing basis. Our clients depend on our expertise to guide them on corporate plan issues and individual investment decisions that are outside of the scope of their core businesses. This allows them to do what they do best and spend as much time with their families at night, rather than trying to manage their own assets.

As co-fiduciaries on the corporate plans we consult on, we have an obligation to provide objective and professional advice that is in the best interest of our clients and their employees. Our goal is the same as our clients- to provide a value-added benefit to the company and its employees and to do it in a way that is both effective and beneficial.

For more information about the corporate advisory services of All Star Financial and Hays Investment Advisors, please contact Bob Klefsaas or Paul Sommerstad..